Top financial advisors in Carmel, CA
We’ve curated a list of the best financial advisors in Carmel, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$443,475,836
Number of advisors
20 advisors
| $443,475,836 | 20 advisors | |
| 2 |
Assets under management
$49,875,667
Number of advisors
1 advisors
| $49,875,667 | 1 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Carmel, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Carmel. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Welton Investment Partners LLC
Welton Investment Partners LLC is a registered investment adviser with the SEC, established in 2014. The firm specializes in providing discretionary investment management services in commodity futures contracts, OTC foreign exchange products, and equity securities. Welton offers separate managed accounts, private investment funds, and sub-advisory services to mutual funds. The firm's investment strategies focus on managed futures/global macro trading and multistrategy trading, aiming to invest across diversified global markets. Welton emphasizes risk-adjusted returns and sustainability, incorporating ESG factors into its investment decisions. For Advisory Futures Fund Clients, Welton offers two fee schedules, one including management and performance-based fees, and the other with an off-settable fee payment. Management fees are generally 1.5% per annum, with performance-based compensation up to 20% of net gains. Multistrategy Clients pay management fees up to 1.5% per annum and performance-based compensation up to 15% of net gains. The firm may engage in soft dollar arrangements for research and brokerage services. Welton exercises investment discretion for clients, voting proxies in accordance with client policies. The firm does not have custody of client assets but provides regular account reviews and reporting. Welton's Code of Ethics governs personal trading and ethical conduct. The firm compensates third parties for client referrals and does not engage in principal transactions with client accounts. Additionally, Welton's brokerage practices include the use of soft dollars for research and brokerage services.
$443,475,836 under management
20 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment VehiclesBleeck Financial Management, Inc.
Bleeck Financial Management, Inc., established in July 2002, is a registered investment advisor based in Carmel, CA. The firm, led by Robert M. Bleeck, manages $73.5 million in discretionary assets as of December 31, 2024, focusing on various investments such as stocks, bonds, municipal bonds, foreign securities, and mutual funds. They offer investment supervisory services tailored to individual circumstances, providing personalized recommendations and periodic monitoring. The firm charges a management fee of 1% of assets under management, with negotiable fees based on client needs. Clients are billed monthly in arrears and may authorize fee deductions from their investment accounts. Bleeck Financial Management does not have minimum investment requirements and allows clients to impose restrictions on securities. The firm operates as a fiduciary, acting in clients' best interests. They do not engage in wrap fee programs and do not charge performance-based fees. Clients receive detailed quarterly fee invoices and statements from the custodian. The firm also discloses potential risks associated with investing, such as credit, economic, and liquidity risks. Bleeck Financial Management does not have any disciplinary history and provides investment advice to various clients, including individuals, trusts, and corporations. Robert M. Bleeck, the firm's president, is a Certified Public Accountant and Personal Financial Specialist with over 40 years of experience in the financial industry. The firm's investment strategies include long-term and short-term purchases, utilizing various types of analysis to mitigate risks and optimize returns. Clients receive regular account reviews and reports, with investment decisions made under a limited power of attorney. The firm does not vote client securities or proxies and does not receive compensation for client referrals. Robert M. Bleeck serves as the Chief Compliance Officer, overseeing all investment activities. The firm's Brochure Supplement provides additional information about Robert M. Bleeck's educational background, business experience, and disciplinary history, demonstrating a commitment to transparency and client-focused services.
$49,875,667 under management
1 advisor
Fee structure
A percentage of assets under your management
A RETAINER FEE
Services offered
Portfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Carmel, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Carmel. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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