Top 10 financial advisors in Pasadena, CA

We've curated a list of the best financial advisors in Pasadena, take a look at it below.

#	Company	Assets under management	Number of advisors
1	Assets under management $4,313,473,640 Number of advisors 11 advisors	$4,313,473,640	11 advisors
2	Assets under management $3,477,372,522 Number of advisors 424 advisors	$3,477,372,522	424 advisors
3	Assets under management $3,090,738,559 Number of advisors 31 advisors	$3,090,738,559	31 advisors
4	Assets under management $1,107,313,191 Number of advisors 17 advisors	$1,107,313,191	17 advisors
5	Assets under management $855,898,044 Number of advisors 13 advisors	$855,898,044	13 advisors
6	Assets under management $750,415,773 Number of advisors 12 advisors	$750,415,773	12 advisors
7	Assets under management $697,980,366 Number of advisors 10 advisors	$697,980,366	10 advisors
8	Assets under management $593,092,011 Number of advisors 12 advisors	$593,092,011	12 advisors
9	Assets under management $589,938,758 Number of advisors 8 advisors	$589,938,758	8 advisors
10	Assets under management $557,170,403 Number of advisors 6 advisors	$557,170,403	6 advisors

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We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.

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Methodology

To find the top financial advisors in Pasadena, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.

Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.

Shuster Advisory Group, LLC
Shuster Advisory Group, LLC is an independent registered investment adviser founded in February 2014 by Mark Allan Shuster, with a focus on providing unbiased and objective advice. The firm offers Investment Supervisory services tailored to individual client needs, with a detailed investment strategy that includes various types of securities like stocks, bonds, mutual funds, and ETFs. Shuster does not participate in wrap fee programs and charges fees based on factors like asset size, types of securities managed, and services provided. Clients have the option to pay fees monthly or quarterly, with the ability to negotiate fees. The firm does not have a minimum account size requirement. Shuster's investment analysis includes historical performance evaluation and modern portfolio theory, aiming to maximize returns while managing risk. The firm offers Tactical Asset Allocation as an investment strategy to adjust asset allocation based on market valuations. Shuster does not accept performance-based fees and acts as a fiduciary, always prioritizing clients' best interests. The firm reviews client accounts quarterly and provides detailed reports. Shuster does not engage in directed brokerage and does not charge different advisory fees based on referrals. Clients receive account statements directly from the custodian, and the firm may accept voting authority for client securities. Shuster has a Code of Ethics in place and does not engage in prepayment of fees exceeding $1,200 per client. The firm's financial condition is sound, with no recent bankruptcy petitions.
$4,313,473,640 under management
11 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
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Western International Securities
Western International Securities is a financial advisory firm based in Pasadena, California. It currently has approximately $3,477,372,522 of assets under management and employs about 424 people. Western International Securities uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$3,477,372,522 under management
424 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
See full profile
Clifford Swan Investment Counselors
Clifford Swan Investment Counselors is a financial advisory firm based in Pasadena, California. It currently has approximately $3,090,738,559 of assets under management and employs about 31 people. Clifford Swan Investment Counselors uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$3,090,738,559 under management
31 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
See full profile
Gamble Jones Investment Counsel
Gamble Jones Investment Counsel is a registered investment advisory firm founded in 1956 by Jim Gamble. The firm specializes in providing investment advice to individuals, family groups, foundations, and endowments. They offer traditional portfolio management and four distinct investment strategies: Focused Equity, Growth, Equity Income, and Balanced. Gamble Jones primarily works in a fully discretionary capacity but also offers advisory relationships. The firm's assets under management as of December 31, 2022, were $1,598,925,743, with both discretionary and non-discretionary assets. For fees, Gamble Jones charges a maximum fee of 1.00% on assets under management, with fees negotiable. The firm does not accept performance-based fees and serves various types of clients, with a minimum relationship size of $500,000 for Gamble Jones Capital Management and $1,000,000 for traditional portfolio management. Gamble Jones primarily employs a long-term investment strategy using fundamental analysis and offers personalized attention to client portfolios. The firm does not participate in wrap fee programs, and all client accounts are held at a qualified custodian. Gamble Jones accepts discretionary authority to manage client accounts and does not vote proxies on behalf of clients. The team at Gamble Jones includes experienced professionals with various certifications, such as CFA and CFP. Clients are provided with quarterly newsletters and invoices for services rendered. Gamble Jones Investment Counsel upholds high ethical standards and provides comprehensive knowledge in investment decision-making.
$1,107,313,191 under management
17 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
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Poplar Forest Capital LLC
Poplar Forest Capital LLC is an independent SEC-registered investment adviser established in September 2007. The firm specializes in providing superior investment results through a value-oriented, long-term approach. They offer investment management services to individuals, institutions, mutual funds, and pooled investment vehicles. The firm's mission is to achieve market-beating results by investing in under-appreciated companies and industries. Poplar Forest manages assets on both discretionary and non-discretionary bases, with total assets under management of $1.28 billion as of December 31, 2023. Their investment strategies include Contrarian Value Equity and Contrarian Value Balanced accounts, focusing on long-term growth and current income. Fees for separate accounts range from 0.50% to 0.80%, while Private Wealth Management accounts are charged 1.00% on the first $3 million. Poplar Forest does not charge performance-based fees and acts as a fiduciary, prioritizing clients' interests. The firm conducts bottom-up, fundamental analysis to evaluate investment opportunities and manages risks associated with value-style investing, debt securities, and foreign securities. Clients have the option to participate in wrap fee programs and may have investment discretion over their accounts. Poplar Forest also discloses its brokerage practices, custody arrangements, and financial stability in the brochure.
$855,898,044 under management
13 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Provision Of Investment Models For Other Advisers
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Felicitas Global Partners, LLC
Felicitas Global Partners, LLC is an investment adviser firm established in September 2017 and registered with the U.S. Securities and Exchange Commission. The firm offers investment supervisory services, managing various private funds primarily focused on alternative asset classes. As of December 31, 2024, the firm managed approximately $866,911,610 in client assets on a discretionary basis. Clients are typically charged management fees between 0.50% and 1.75% of committed capital, with fees withdrawn directly from client accounts quarterly. Felicitas does not participate in wrap fee programs and may waive the minimum account size requirement of $1,000,000 at its discretion. The firm employs fundamental analysis and various investment strategies, including private investments, long-term trading, and short sales. Clients are responsible for third-party fees, and Felicitas does not receive economic benefits for advice rendered to clients. The firm exercises investment discretion over client accounts and provides periodic reviews of client accounts. Felicitas does not have any financial conditions impairing its ability to meet contractual commitments to clients.
$750,415,773 under management
12 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Selection Of Other Advisers
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Pasadena Private Wealth, LLC
Pasadena Private Wealth, LLC is a financial advisory firm based in Pasadena, California. It currently has approximately $697,980,366 of assets under management and employs about 10 people. Pasadena Private Wealth, LLC uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and performance-based fees.
$697,980,366 under management
10 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Performance-based fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Pension Consulting Services
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
Educational Seminars/workshops
See full profile
Strategy Asset Managers L.l.c.
Strategy Asset Managers, LLC, founded in 2001, offers institutional investment management, financial planning, and comprehensive portfolio management services. The firm is wholly owned by Hulick Capital Management LLC and is headquartered in Pasadena, California. Clients can choose from various investment strategies, including Worldwide Equity, Worldwide Dividend Plus, Concentrated Growth, and Market-Oriented Core Equity. SAM provides services to individuals, high net worth individuals, pooled investment vehicles, pension & profit sharing plans, and corporations. The minimum account size for individual clients is $250,000, which may be waived at the firm's discretion. SAM charges fees based on a percentage of assets under management, with maximum fees ranging from 0.500% to 2.00%. The firm may utilize soft dollars for research services and receives benefits from custodians like Schwab. SAM has a fiduciary duty to act in clients' best interests, provides periodic account reviews, and votes proxies on behalf of clients who have delegated such authority. The firm does not have custody of client funds or securities and has no financial conditions impairing its ability to meet contractual commitments. Clients are encouraged to review account statements and raise any questions about custody or security of assets.
$593,092,011 under management
12 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
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Schnieders Capital Management, Llc.
Schnieders Capital Management, LLC, established in 2002, offers discretionary and non-discretionary portfolio management and financial planning services to individuals, businesses, and organizations. The firm manages stocks, bonds, mutual funds, and other investments tailored to clients' needs and objectives. With approximately $864 million in assets under management as of December 31, 2024, the firm charges annual fees based on a percentage of assets managed, ranging from 0.25% to 1.50%. Clients may place restrictions on investments, and the firm's strategies include long-term purchases, short-term purchases, and financial planning services. Schnieders Capital Management does not charge performance-based fees, requires a minimum account size of $250,000, and acts as a fiduciary in clients' best interests. The firm's investment analysis methods include fundamental, technical, qualitative, and quantitative analyses, with a focus on risk management. Clients are provided with quarterly reports and annual account summaries, and the firm does not vote proxies on behalf of clients. Schnieders Capital Management does not have any disciplinary events, and its principals have no regulatory disclosures. The firm's Code of Ethics ensures high ethical standards, and it does not receive compensation for the sale of securities.
$589,938,758 under management
8 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
See full profile
Osher Van De Voorde Investment Management
Vantage Wealth, established in 1995 in Pasadena, California, is a registered investment adviser dedicated to providing a wide array of investment advisory services. As a fiduciary, the firm always acts in the client's best interest, offering service-oriented advisory practices with open communication to help clients meet financial goals while considering risk tolerance and time horizons. Vantage Wealth specializes in Investment Management services, requiring a minimum account balance of $3,000,000. Clients receive asset management and financial planning services, with tailored portfolios continuously monitored and rebalanced based on individual needs. Financial Planning services are available under the same fee schedule, with standalone financial planning services offered at a flat fee ranging from $2,000 to $5,000. The firm employs both quantitative and qualitative analysis in its investment strategies, focusing on growth at a reasonable price. Vantage Wealth manages $609,061,977 on a discretionary basis as of 12/31/2024. The firm charges an annual fee of 1.00% of assets under management for Investment Management services and offers financial planning services on a flat fee basis. Clients have the option to pay fees directly or have them deducted from their accounts. Vantage Wealth does not charge performance-based fees and requires a minimum account balance of $3,000,000 for new Investment Management clients. The firm exercises investment discretion on behalf of clients and votes on client securities unless otherwise requested. Vantage Wealth maintains strict privacy policies and security measures to safeguard client information. Clients have the right to opt-out of certain information sharing practices.
$557,170,403 under management
6 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
See full profile

Commitment

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Methodology

Top advisors in California

Alameda Alamo Aliso Viejo Anaheim Auburn Bakersfield Berkeley Beverly Hills Brea Burbank Burlingame Calabasas Camarillo Campbell Carlsbad Carmel Century City Chico Claremont Clayton Concord Corona Corona Del Mar Coronado Corte Madera Costa Mesa Culver City Cupertino Cypress Daly City Dana Point Danville Davis Del Mar Diamond Bar East Palo Alto El Dorado Hills El Segundo Encinitas Escondido Fairfield Folsom Foster City Fremont Fresno Fullerton Glendale Goleta Granite Bay Grass Valley Huntington Beach Indian Wells Irvine Lafayette Laguna Beach Laguna Hills Laguna Niguel Lake Forest La Mesa Larkspur Livermore Lodi Long Beach Los Altos Los Angeles Los Gatos Manhattan Beach Marina Del Rey Menlo Park Mill Valley Modesto Montecito Monterey Moorpark Morgan Hill Mountain View Murrieta Napa Newport Beach North Hollywood Novato Oakland Ontario Orange Orinda Palm Desert Palo Alto Palos Verdes Estates Petaluma Piedmont Placentia Playa Vista Pleasant Hill Pleasanton Point Richmond Portola Valley Rancho Santa Fe Redding Redlands Redondo Beach Redwood City Redwood Shores Ripon Riverside Rocklin Rolling Hills Rolling Hills Est.Roseville Sacramento Sam Ramon San Bernardino San Clemente San Diego San Francisco San Jose San Juan Capistrano San Luis Obispo San Marino San Mateo San Rafael San Ramon Santa Ana Santa Barbara Santa Clara Santa Monica Santa Rosa Saratoga Sausalito Seal Beach Sebastopol Sherman Oaks Simi Valley Solana Beach Sonoma South Coast Metro South Pasadena South San Francisco Stockton Studio City Temecula Thousand Oaks Tiburon Torrance Tustin Walnut Creek Watsonville West Hollywood Westlake Village Whittier Woodland Hills Yorba Linda

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