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Top financial advisors in Laguna Niguel, CA

We've curated a list of the best financial advisors in Laguna Niguel, take a look at it below.

# Company
1

Assets under management

$447,489,698

Number of advisors

33 advisors

2

Assets under management

$189,259,222

Number of advisors

5 advisors

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Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.

  • Tcfg Investment Advisors, LLC

    TCFG Investment Advisors, LLC is a registered investment adviser with the SEC, established in December 2012 and based in Laguna Niguel, California. The firm offers individual portfolio management services on a discretionary or non-discretionary basis, with a fiduciary duty to act in the client's best interests. The firm provides services through both Wrap fee accounts and non-Wrap fee accounts, with a minimum account value policy of $25,000 for Wrap fee accounts. Fees are based on a percentage of assets under management, with an additional fee of 0.095% for Wrap fee accounts. The firm does not charge performance-based fees and may negotiate lower fees on a client-by-client basis. TCFG does not vote proxies on behalf of clients and does not engage in principal transactions or agency cross transactions. The firm has a Code of Ethics in place to ensure high ethical standards and compliance with securities laws. TCFG does not compensate individuals for client referrals and does not receive economic benefits other than client fees. The firm reviews client accounts at least annually and does not require payment of fees in advance exceeding $1,200 per client. TCFG has not been subject to a bankruptcy petition in the past 10 years.

    $447,489,698 under management

    33 advisors

    Fee structure

    A percentage of assets under your management

    Hourly charges

    Services offered

    Financial Planning Services

    Portfolio Management For Individuals And/or Small Businesses

  • Ehrlich Financial Group

    Ehrlich Financial Group is a financial advisory firm based in Laguna Niguel, California. It currently has approximately $189,259,222 of assets under management and employs about 5 people. Ehrlich Financial Group uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and commissions.

    $189,259,222 under management

    5 advisors

    Fee structure

    A percentage of assets under your management

    Hourly charges

    Fixed fees

    Commissions

    Services offered

    Financial Planning Services

    Portfolio Management For Individuals And/or Small Businesses

    Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)

    Pension Consulting Services

    Selection Of Other Advisers

Commitment

We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.

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Methodology

To generate our top financial advisors list in Laguna Niguel, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Laguna Niguel. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.

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