Top financial advisors in Sonoma, CA
We’ve curated a list of the best financial advisors in Sonoma, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$670,714,000
Number of advisors
19 advisors
| $670,714,000 | 19 advisors | |
| 2 |
Assets under management
$349,440,799
Number of advisors
8 advisors
| $349,440,799 | 8 advisors | |
| 3 |
Assets under management
$32,525,925
Number of advisors
2 advisors
| $32,525,925 | 2 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Sonoma, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Sonoma. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Sonoma Wealth Advisors
Rich Financial, operating as Sonoma Wealth Advisors, is a registered investment advisor firm established in August 2019 and registered with the SEC. The firm specializes in asset management services and financial planning, focusing on retirement planning, investment management, company retirement plans, and inheritance navigation. The firm's principal owners are Daren E. Blonski and Christopher D. Sipes, both Certified Financial Planners. Services are primarily offered to high-net-worth individuals, individuals, and businesses, with a focus on managing assets based on investment goals, risk tolerance, and financial situation. Investment portfolios consist mainly of mutual funds, ETFs, and individual stocks. Financial planning services are available separately for a fee and cover various planning strategies for families, individuals, and businesses. Rich Financial does not charge performance-based fees and does not manage proprietary investment funds. The firm does not have custody of client funds and securities, which are held by Charles Schwab & Co., Inc. Clients have the option to grant the firm discretionary authority over their accounts. The firm does not vote on client securities and does not engage in soft dollar arrangements. Rich Financial has a Privacy Policy in place to protect clients' personal information and maintains a commitment to safeguarding client data.
$670,714,000 under management
19 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPension Consulting ServicesSonoma Brands Capital
Sonoma Brands Capital is a financial advisory firm based in Sonoma, California. It currently has approximately $349,440,799 of assets under management and employs about 8 people. Sonoma Brands Capital uses a fee structure of a percentage of assets under your management and performance-based fees.
$349,440,799 under management
8 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment VehiclesThe Delta Group
**Background and Expertise:** Delta Advisors, Inc., also known as The Delta Group, is a registered investment adviser based in Napa, CA. The firm was established in 1983 by Eric D. Dahl and Dr. Patricia J. Williams. Both principals are licensed securities brokers affiliated with Oak Tree Securities and are California licensed insurance agents. The firm specializes in providing estate and financial advisory services to individuals, couples, salaried executives, small business owners, and retirees. **Investment Strategy:** Delta Advisors offers comprehensive financial planning services, including portfolio analysis, real estate review, retirement projections, estate planning, investment recommendations tailored to client needs and risk tolerance, and funding for children's education. The firm conducts a thorough client interview to assess goals, risk tolerance, assets, liabilities, and existing investment strategies. Recommendations are made to improve the client's financial situation, with two implementation methods available: brokerage investment advice and portfolio management. **Consumer-Facing Terms:** - Minimum Initial Investment: Not specified - Fee Structure: Financial plan fees range from $300 to $1,500, with hourly fees of $150. Portfolio management fees range from 0.5% to 1% of account value, billed quarterly in advance. - Fiduciary Status: Delta Advisors acts as a fiduciary, putting clients' interests first. - Investment Discretion: The firm offers both brokerage investment advice and discretionary portfolio management. **Advisory Business Description:** Delta Advisors employs fundamental analysis to evaluate economic factors, interest rates, and government policies for investment decisions. Their investment strategy combines fixed income assets with growth-oriented investments to balance safety and growth. The firm prioritizes capital preservation while considering inflation and purchasing power. Diversification is key to mitigating risks, with a focus on consistent performance and manager tenure. This summary provides an overview of Delta Advisors' background, expertise, investment strategies, and consumer-facing terms as outlined in their Form ADV Part 2A brochure.
$32,525,925 under management
2 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Commissions
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small Businesses
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Sonoma, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Sonoma. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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