Top financial advisors in Dana Point, CA
We've curated a list of the best financial advisors in Dana Point, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $166,829,728 Number of advisors 5 advisors | |||
| 2 | Assets under management $157,441,321 Number of advisors 4 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To generate our top financial advisors list in Dana Point, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Dana Point. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
The Clark Group Asset Management
The Clark Group Asset Management is a Dana Point, California-based investment management firm established in 2005 and registered with the U.S. Securities and Exchange Commission in 2012. The firm offers customized investment management services to individuals, high net worth clients, pension and profit-sharing plans, trusts, estates, corporations, and other business entities. Services include asset management on a discretionary and non-discretionary basis, financial analysis, and financial planning. The firm primarily invests in domestic, international, and emerging market equities, ETFs, ETNs, mutual funds, options, and real estate investment trusts. CGAM manages all client assets on a fully discretionary basis and periodically reviews accounts to ensure alignment with client objectives. The firm charges fees based on a percentage of assets under management, with rates ranging from 1.00% to 2.00% depending on the account size. CGAM does not vote proxies on behalf of clients and does not have any disciplinary information to disclose. The firm does not vote proxies on behalf of clients and does not have any disciplinary information to disclose. Clients are urged to review account statements received from the custodian and compare them with statements from CGAM.
$166,829,728 under management
5 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Performance-based fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Financial Analysis, Newsletters And Seminars For Existing And Potential Clients
Optivest, Inc.
Optivest, Inc., a registered investment adviser since March 26, 2008, offers money management and family office services to individuals, families, foundations, and more. Services include financial and retirement planning, family wealth advisory, and consultative services. The firm conducts due diligence on real estate and private placements before recommending them. Investment strategies involve custom portfolio design, asset allocation, and diversification across various sectors. Optivest manages approximately $183.7 million in discretionary assets and $132.4 million in non-discretionary assets as of December 31, 2024. Fees are based on a percentage of assets under management, with a tiered fee schedule. The firm does not charge performance-based fees or provide side-by-side management. Optivest is a fiduciary and discloses potential conflicts of interest, such as compensation from third-party managers and insurance sales. Clients have online access to view portfolios and receive quarterly consolidated reports. The firm does not vote proxies on behalf of clients and does not require prepayment exceeding $1,200. Optivest is an SEC registered adviser and does not have any financial conditions impairing its ability to meet commitments.
$157,441,321 under management
4 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Family Office Services And Consultative And Concierge Services
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To generate our top financial advisors list in Dana Point, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Dana Point. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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