Top 10 financial advisors in San Jose, CA

We've curated a list of the best financial advisors in San Jose, take a look at it below.

#	Company	Assets under management	Number of advisors
1	Assets under management $767,283,708 Number of advisors 9 advisors	$767,283,708	9 advisors
2	Assets under management $634,230,785 Number of advisors 6 advisors	$634,230,785	6 advisors
3	Assets under management $403,699,675 Number of advisors 4 advisors	$403,699,675	4 advisors
4	Assets under management $377,787,262 Number of advisors 5 advisors	$377,787,262	5 advisors
5	Assets under management $342,047,535 Number of advisors 5 advisors	$342,047,535	5 advisors
6	Assets under management $326,602,241 Number of advisors 6 advisors	$326,602,241	6 advisors
7	Assets under management $103,460,116 Number of advisors 7 advisors	$103,460,116	7 advisors
8	Assets under management $82,749,778 Number of advisors 3 advisors	$82,749,778	3 advisors
9	Assets under management $35,808,480 Number of advisors 2 advisors	$35,808,480	2 advisors
10	Assets under management $29,698,640 Number of advisors 1 advisors	$29,698,640	1 advisors

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We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.

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Methodology

To find the top financial advisors in San Jose, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.

Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.

Werba Rubin Papier Wealth Management, LLC
Werba Rubin Papier Wealth Management, LLC is a registered investment adviser specializing in providing investment advisory services to individuals, high net worth individuals, corporate pension and profit-sharing plans, charitable institutions, foundations, and endowments. The firm was established in 2006 and offers services such as Structured Investing Asset Management, Structured Investing Portfolio Services, Structured Investing Advantage, and 401(K) and Other Retirement Asset Management Services. Clients typically have a minimum account size of $500,000, which may be waived under certain circumstances. The firm's fee structure is negotiable and typically includes asset management fees charged quarterly based on a percentage of assets under management. Clients can open accounts by completing necessary forms, signing agreements, and depositing funds. Werba Rubin Papier Wealth Management, LLC does not charge performance-based fees and acts as a fiduciary, ensuring that client interests are prioritized. Clients have investment discretion, with the firm providing recommendations based on clients' financial goals, time horizons, and risk tolerance. The firm does not vote proxies on behalf of clients and does not engage in principal or agency cross securities transactions. Clients' accounts are held by third-party custodians, and the firm does not have full custody of client funds or securities. The supervised personnel at the firm have strong educational backgrounds and extensive experience in the financial industry, with no disciplinary actions on record. Additional services, such as tax preparation, are offered through an affiliated entity, WRP Tax Services, Inc.
$767,283,708 under management
9 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
Educational Seminars/workshops
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Silicon Valley Capital Partners, L.p.
Silicon Valley Capital Partners, L.P. is an SEC registered investment adviser established in July 2003, with $1,083,848,650 in assets under management as of December 31, 2024. The firm offers investment management services on a discretionary basis, tailoring portfolios to individual client needs by allocating assets among equity and fixed income securities. Additionally, SVCP provides financial planning and consulting services covering various areas such as retirement planning, estate planning, and risk management. Clients are required to enter into agreements outlining the advisory relationship terms. SVCP charges an annual fee based on assets under management, ranging from 0.40% to 1.00%. Clients may impose restrictions on account management, and SVCP may negotiate fees based on specific criteria. The firm does not provide performance-based fees and serves individuals, trusts, corporations, and charitable organizations. Investment strategies include macroeconomic analysis and diversified portfolio management. SVCP exercises investment discretion, allowing for decision-making on securities transactions without client consent. The firm does not vote client securities and does not disclose financial information as it meets regulatory requirements. Clients receive account statements directly from custodians and are encouraged to review them for accuracy.
$634,230,785 under management
6 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
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Clarity Wealth Advisors
Clarity Wealth Advisors, LLC, established in May 2011, is a registered investment adviser offering tailored portfolio management services. The firm, owned by Parvin Manuchehri and Milind P. Dalal, provides discretionary management services based on clients' investment objectives and risk tolerance. Clients may have custom portfolios or invest in model strategies monitored and rebalanced by the firm. Discretionary authority allows Clarity Wealth Advisors to manage accounts without client approval for each transaction. The firm may recommend third-party asset managers based on clients' best interests. Financial planning and pension consulting services are also available. Fees for portfolio management are tiered based on assets under management, with a minimum initial investment typically set at $500,000. The firm does not accept performance-based fees or engage in side-by-side management. Clients include individuals, pension plans, trusts, and corporations, with a minimum account size requirement that may be waived. Clarity Wealth Advisors employs technical and fundamental analysis, long-term and short-term strategies, and may recommend equity securities, mutual funds, and ETFs. The firm does not have any disciplinary history and does not receive compensation for client referrals. Clients' accounts are monitored regularly, and the firm does not vote proxies on behalf of clients. Clarity Wealth Advisors does not have physical custody of client funds but may deduct fees with written authorization. The firm is a fiduciary and provides financial planning and pension consulting services, with a focus on client interests and privacy protection.
$403,699,675 under management
4 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
See full profile
Betterwealth LLC
BetterWealth LLC is a financial advisory firm based in San Jose, California, established in 2015 by Scott Stauffer and Andrew Howard. The firm specializes in providing a wide array of investment advisory services to individuals and various types of clients. BetterWealth operates as a limited liability company and acts as a fiduciary, always prioritizing clients' best interests. The firm emphasizes open communication and tailors its services to meet clients' financial goals while considering risk tolerance and time horizons. As a registered investment adviser, BetterWealth is committed to acting in the best interest of clients, providing suitable advice, and seeking best execution of client transactions. The firm offers wealth management services, including asset management and financial planning, utilizing mutual funds, ETFs, and short-term fixed income instruments. BetterWealth also provides sub-advisory services, leveraging third-party investment advisory firms to aid in portfolio management. Clients of BetterWealth have the option for discretionary management, allowing the firm to execute securities transactions and determine investment strategies on their behalf. The firm does not charge performance-based fees or commissions on securities sales in advisory accounts. BetterWealth's fee structure is based on a percentage of assets under management, billed quarterly in advance. The firm does not participate in wrap fee programs and manages over $558 million in regulatory assets under management as of December 31, 2024. BetterWealth does not accept commissionable securities sales and does not allow clients to direct specific broker-dealers for transactions. The firm emphasizes transparency and compliance with federal
$377,787,262 under management
5 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
See full profile

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Hayes Financial, Inc.
Hayes Financial, Inc., a registered investment advisor based in San Jose, California, has been registered with the SEC since 2017. The firm, led by Zachary D. Hayes, offers investment advisory and financial planning services tailored to individual client financial goals. Operating under strict fiduciary standards, Hayes Financial prioritizes clients' interests, coordinates financial aspects with life goals, and integrates investments across various accounts. The firm employs a 7-step investment process, focusing on understanding clients' financial pictures, budget, income, and withdrawal expectations before recommending allocation strategies. Hayes Financial has discretionary authority over client funds, allowing for efficient decision-making within client parameters. The firm charges annual management fees ranging from 1.0% to 1.25% of assets under management, with no set account minimum. Clients are billed quarterly in advance, and fees are paid directly from client accounts. Hayes Financial does not offer a wrap fee program and manages over $342 million of client assets on a discretionary basis. The firm does not charge performance-based fees or engage in side-by-side management. Clients include individuals, high net worth individuals, and businesses, with no minimum account size requirement. Investment strategies involve a mix of mutual funds, stocks, bonds, and ETFs, guided by a proprietary scoring model. Hayes Financial emphasizes client involvement and provides regular account reviews and reports. The firm does not vote proxies on behalf of clients and has no financial commitments that would impair meeting client obligations. Clients receive monthly custodian account statements and quarterly reports from Hayes Financial. Hayes Financial does not have any disciplinary information to disclose and does not receive compensation for referrals. The firm participates in TD Ameritrade's institutional customer program, offering benefits such as custody services and research tools. As fiduciaries, Hayes Financial aims to act in clients' best interests at all times.
$342,047,535 under management
5 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Educational Seminars/workshops
See full profile
Silicon Valley Wealth Advisors, LLC
Silicon Valley Wealth Advisors, LLC is an independent, fee-only wealth management and financial planning firm established in 2005. The firm specializes in providing financial planning and investment advisory services to individual clients, trusts, endowments, qualified retirement plan sponsors, and business entities. SVWA is a fiduciary firm, meaning they are required to act in the best interest of their clients and avoid conflicts of interest. The firm does not sell products or accept commissions, ensuring that their advice is unbiased. SVWA offers asset management services tailored to each client's unique financial situation and goals. They create customized investment portfolios using institutional-class stock mutual funds with low expense ratios and other low-cost investment solutions. The firm may recommend sub-advisors to manage a portion of clients' assets, such as SpiderRock Advisors for option securities. Clients of SVWA have investment discretion, granting the firm full trading and investment authority over their assets. The firm's fee structure is based on a percentage of assets under management, with annual fees ranging from 0.50% to 0.95% depending on the asset level. The minimum initial investment required is $500,000, with financial plans subject to a minimum fee of $4,000. Tracy Lasecke, Scott Yang, and R. Scott Ponder are the key professionals at SVWA, each holding the Certified Financial Planner™ (CFP®) designation. The firm's principals have extensive experience in the financial industry and are committed to maintaining the confidentiality and security of clients' personal information. SVWA has a Business Continuity Plan in place to ensure the continuity of operations in case of emergencies. Clients receive regular reports and statements to keep track of their investments and financial plans.
$326,602,241 under management
6 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
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Legacy Wealth Advisors, LLC
Legacy Wealth Advisors, LLC is an independent, fee-based registered investment advisory firm established in August 2000, with Edwin Ryu as the principal officer. The firm specializes in serving multi-family office and wealth management clients, offering personalized investment strategies tailored to individual needs. Legacy Wealth Advisors provides investment management services on a discretionary basis, with the ability to accommodate non-discretionary clients as well. The firm's investment process includes risk assessment, portfolio recommendations, and ongoing monitoring. They manage assets totaling $130,146,460 on a discretionary basis and $7,333,759 on a non-discretionary basis as of December 31, 2024. For financial planning and consulting services, Legacy Wealth Advisors charges a fixed fee starting at $2,500 per engagement or an hourly rate of up to $500. Wealth Advisory Services fees are negotiated and generally range from 0.5% to 1.5% per year of assets under management. The firm does not receive performance-based fees and primarily serves individuals, high net worth individuals, families, and institutions. The minimum initial investment to establish a new advisory account is $2,000,000, with the possibility of waiving this requirement at the advisor's discretion. Legacy Wealth Advisors does not receive soft dollars or compensation for client referrals and does not engage in directed brokerage practices. Clients have the option to grant discretionary authority for managing their assets, with the firm providing detailed information on methods of analysis, investment strategies, and risk of loss.
$103,460,116 under management
7 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
See full profile
Corinthian Wealth Management
Corinthian Wealth Management is a financial advisory firm based in San Jose, California. It currently has approximately $82,749,778 of assets under management and employs about 3 people. Corinthian Wealth Management uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$82,749,778 under management
3 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
See full profile

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Altos Financial Management, LLC
Altos Financial Management, LLC (AFM) is an independent registered investment advisory firm based in San Jose, California, established in 1993. The firm specializes in continuous discretionary management of funds for clients under a limited trading authorization (LTA). AFM manages $35,808,480 under LTAs as of 12/31/2022, tailoring services to individual client needs. Clients' assets are held by third-party custodians such as Charles Schwab, T.D. Ameritrade, and Fidelity, ensuring segregation and protection. AFM charges fees based on a percentage of assets under management, with a tiered structure ranging from 1.25% to 0.50%. The minimum fee for new clients is $1,250 per year, not exceeding 3% of assets managed. AFM does not engage in wrap-fee programs and offers additional services billed hourly. The firm's investment analysis includes equity securities, corporate debt, and diversified portfolios, focusing on risk and return over a 6- to 18-month horizon. AFM does not engage in performance-based fees or commission-based investments. David Hildreth, the managing member, has extensive experience in investment management and financial planning since 1980. Clients have the option to terminate the agreement in writing, with fees prorated accordingly. AFM ensures transparency by disclosing potential conflicts of interest and adheres to a fiduciary standard, acting in the best interests of clients.
$35,808,480 under management
2 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
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Shalom Global Capital Group LLC
Shalom Global Capital Group LLC is an investment advisory firm established in 2020 and based in San Jose, CA. The firm is wholly owned by Isabella Tsai, who serves as the Managing Member and Chief Compliance Officer. Shalom Global Capital Group LLC offers comprehensive portfolio management services, including asset management and financial planning, tailored to meet clients' financial goals and risk tolerance. The firm acts as a fiduciary, always prioritizing clients' best interests. Clients are required to have a minimum account balance of $10,000,000 for the Family Office service, although exceptions may be made on a case-by-case basis. The firm manages $32,564,385 on a discretionary basis and $53,885 on a non-discretionary basis, totaling $32,618,270 in assets under management as of December 31, 2024. Shalom Global Capital Group LLC charges a maximum annual fee of 2.00% for its Comprehensive Portfolio Management service, billed quarterly in advance based on the account value. The firm does not engage in performance-based fees, and clients have investment discretion over their accounts. Shalom Global Capital Group LLC recommends the use of Charles Schwab & Co., Inc. as a custodian and broker, providing access to a wide range of investment products and services. The firm does not receive soft dollars in excess of what is allowed by regulations and does not pay referral fees. Isabella Tsai, the firm's Managing Member, has a Bachelor of Science in Finance and holds various securities licenses. As a fiduciary, Shalom Global Capital Group LLC prioritizes transparency, client communication, and acting in the best interests of its clients. Clients can contact the Chief Compliance Officer for a copy of the firm's Code of Ethics or with any questions about their investments.
$29,698,640 under management
1 advisor
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
See full profile

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Methodology

Top advisors in California

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