Cohen Capital Management, Inc. (CCM) is a registered investment adviser established in March 1995, with Jay A. Cohen as the principal owner. CCM specializes in managing assets on a discretionary basis, with $1,007,504,431 in assets under management as of December 31, 2024. The firm primarily serves high net worth individuals, offering investment management services focusing on equities, fixed income, and cash instruments. CCM charges advisory fees based on a tiered schedule, ranging from 1.5% to 0.80% of assets under management. Additionally, CCM provides wealth management services, including financial planning and concierge services. The firm also manages an affiliated limited liability company, providing discretionary investment management services. CCM acts as a fiduciary, committed to acting in the best interests of its clients. The firm does not participate in wrap fee programs, charges negotiable advisory fees, and does not compensate for client referrals. CCM's investment strategies involve fundamental and cyclical analysis, with a focus on long-term capital appreciation. The firm discloses potential risks associated with investments, including market, inflation, interest rate, and geopolitical risks. Clients are encouraged to review account statements and performance reports regularly. CCM follows a code of ethics and proxy voting policies to ensure transparency and client interests are prioritized. The firm maintains custody of client assets through a qualified custodian and exercises investment discretion with a minimum account requirement of $20 million.

Financial Connections Group, Inc. is an SEC registered investment adviser established in 1994, based in Larkspur, CA. Specializing in fee-only financial planning and investment management, the firm serves individual investors, couples, trusts, and small businesses. Acting as fiduciaries, they prioritize clients' interests, offering customized portfolios with a minimum investment of $400,000 and digital investment management with a minimum of $10,000. The firm employs fundamental analysis for investment decisions and a global core-satellite approach for portfolio design. They offer socially responsible investing options and emphasize asset allocation for long-term success. Clients have investment discretion under a discretionary account agreement. Fees are charged annually based on assets under management, with financial planning services available on an hourly or ongoing basis. The firm does not engage in performance-based fees or side-by-side management. They do not vote client proxies and do not provide tax preparation services. Financial Connections Group, Inc. has no disciplinary history, affiliations with financial entities, or bankruptcy petitions in the past 10 years, ensuring financial stability and client commitment.