Top financial advisors in Anaheim, CA
We’ve curated a list of the best financial advisors in Anaheim, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$1,680,801,400
Number of advisors
598 advisors
| $1,680,801,400 | 598 advisors | |
| 2 |
Assets under management
$177,513,665
Number of advisors
5 advisors
| $177,513,665 | 5 advisors | |
| 3 |
Assets under management
$106,912,682
Number of advisors
6 advisors
| $106,912,682 | 6 advisors | |
| 4 |
Assets under management
$23,543,616
Number of advisors
3 advisors
| $23,543,616 | 3 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Anaheim, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Anaheim. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Centaurus Financial, Inc.
Centaurus Financial, Inc. is a Registered Investment Adviser offering asset allocation, investment management, and Third-Party Money Manager (TPMM) services on a discretionary or non-discretionary basis. The firm provides fee-based advisory programs like CLASSIC Plus, Morningstar® Managed PortfoliosSM, and FlexUMA, with minimum account values typically starting at $25,000. Clients can invest in various securities, including stocks, bonds, mutual funds, and alternative investments. The firm charges annual asset-based advisory fees, which are negotiable and may vary based on the program selected. Additional charges like custodial fees and TPMM investment management fees may apply. CFI does not charge performance-based fees or engage in side-by-side management. Investment strategies include diversification, dollar-cost averaging, and asset allocation. The firm's methods of analysis include fundamental and technical analysis. CFI has disclosed disciplinary information related to regulatory actions initiated by FINRA, the SEC, and the Securities Commissioner of South Carolina. The firm's management personnel have various affiliations and licenses, and the firm has a Code of Ethics in place. Clients receive quarterly account statements and performance reports, and the firm may pay referral fees to individuals referring clients. CFI participates in the TDA Institutional Program, offering benefits like research tools and trading services. The firm does not require prepayment exceeding $1,200, hence not providing an audited balance sheet.
$1,680,801,400 under management
598 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Pension Consulting ServicesSelection Of Other AdvisersPublication Of Periodicals Or NewslettersMarket Timing ServicesEducational Seminars/workshopsRetirementadvice | Jka
RetirementAdvice | JKA, established in 2011 by Jack Keeter in Anaheim, CA, specializes in asset management and financial planning services. The firm offers tailored investment strategies, including individual stocks, bonds, ETFs, and mutual funds. Clients can place restrictions on investments, and the firm conducts quarterly reviews and rebalances portfolios as needed. RetirementAdvice | JKA also provides financial planning services covering areas such as investment, retirement, estate, and tax planning. The firm charges asset management fees ranging from 1.00% to 1.99% based on account size. Financial planning services are billed hourly or with flat fees ranging from $750 to $5,000. The firm manages $239,505,676 in discretionary assets as of December 31, 2024. RetirementAdvice | JKA acts as a fiduciary, placing client interests first and maintaining a high Code of Ethics. The firm does not charge performance fees, accepts a minimum account balance of $250,000, and does not engage in commissionable securities sales. Clients have the option to grant investment discretion, and the firm does not vote client securities. RetirementAdvice | JKA does not have custody of client funds except for standing letters of authorization. The firm does not require prepayment exceeding $1,200 and has a sound financial condition.
$177,513,665 under management
5 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPension Consulting ServicesSelection Of Other AdvisersMosley Wealth Management, Inc.
Mosley Wealth Management, Inc. is an Investment Advisory Firm established in 2019 and owned by Felton Thomas (Tom) Mosley. The firm specializes in providing Asset Management services to clients, offering continuous monitoring and supervision of client accounts based on individual goals, objectives, time horizon, and risk tolerance. Clients' risk tolerance levels are evaluated, and discretionary authority is requested to select securities and execute transactions without client permission. MWM manages approximately $185,148,365 in assets under management, with both discretionary and non-discretionary assets. The firm's fee structure is based on a percentage of assets under management, with annual fees negotiable within specified ranges. MWM does not offer a wrap program and does not accept performance-based fees. The firm provides investment advisory services to individuals, high net worth individuals, charitable organizations, and business owners, with no minimum account size required. Investment strategies involve seeking attractive, uncorrelated risk-adjusted returns through long-term asset allocation methodologies. MWM does not vote proxies on behalf of clients and maintains a Business Continuity and Disaster Recovery Plan. The firm is committed to safeguarding client data and privacy, with strict procedures in place to protect customer information and restrict access to authorized personnel only.
$106,912,682 under management
6 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small BusinessesSelection Of Other AdvisersEducational Seminars/workshopsZinvest Financial Service LLC
Zinvest Financial Service LLC is a registered investment adviser based in Anaheim, CA, established by Velox Holdings Inc. The firm's investment strategy focuses on building diversified model portfolios using Modern Portfolio Theory to generate high returns at a given risk level. Zinvest offers the Premium Model Portfolio Program and the Asset Allocation of Individual Stocks Program, both currently closed to new investors. The firm also provides a Self-Directed Account Program where investors choose their own assets. Zinvest does not charge performance-based fees and generally caters to individual clients with no minimum account size for the Self-Directed Portfolio Program. The fee structure varies for each program, with the Premium Model Portfolio Program incurring a 1.5% annual fee. Clients may face pass-through charges for clearing firm services and other expenses. The firm does not engage in principal transactions for client accounts and does not vote on client securities. Zinvest emphasizes a high standard of business conduct and fiduciary duty through its Code of Ethics. Clients receive quarterly statements from the qualified custodian, Velox Clearing, and have access to account details through the firm's website and mobile application.
$23,543,616 under management
3 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small BusinessesSelection Of Other Advisers
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Anaheim, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Anaheim. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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