Global IMC LLC is an investment firm headquartered in Solana Beach, California, specializing in managing global equity growth investment strategies. Founded in 2014, the firm offers investment management services on a discretionary basis, focusing on non-US small cap equity, non-US micro cap equity, emerging markets small cap equity, and global opportunities small cap equity. The firm employs the Informed Momentum™ investment process across all its products. Global IMC has assets under management totaling $1,415,154,721 as of 12/31/2024, managed in discretionary accounts. The fee structure includes an annual percentage of assets fee ranging from 0.50% for different investment styles, with the option for performance-based incentive fees not exceeding 20% of total return over a specified period. The firm's leadership underwent changes in 2025, with Derek Gaertner assuming the role of CEO. Global IMC acts as a fiduciary, providing clients with investment discretion and tailored services based on individual circumstances and financial situations. Clients generally require a minimum account size of $10,000,000 to open an account, with exceptions made at the firm's discretion. Global IMC has no disciplinary information to disclose and maintains a Code of Ethics to ensure integrity and fair dealing. The firm does not compensate non-employees for client introductions and has custody of private funds with controls in place to protect investors' assets. Global IMC has full discretion over investment decisions and may vote client securities in their best interest. The firm does not automatically file claims for class action lawsuits but assists clients upon request. Global IMC does not foresee any financial conditions that may impair its ability to meet contractual commitments to clients.

Blankinship & Foster, LLC is a financial advisor firm based in Solana Beach, CA, established by a team of experienced professionals. The firm requires its advisors to hold a bachelor's degree and relevant professional designations such as CFP®, CFA®, and others. Advisors at Blankinship & Foster have expertise in financial planning, investment management, and tax matters. The firm's advisors follow a fiduciary standard of care, ensuring that they act in the best interests of their clients. The firm's investment strategies are guided by a rigorous approach to security analysis and portfolio management. Clients have the opportunity to work with advisors who specialize in various areas, such as Certified Divorce Financial Analysts (CDFA™) and Certified Money Coaches (CMC®). Blankinship & Foster's advisors are part of an Investment Committee that sets recommended investments and portfolio models for clients, ensuring a disciplined and strategic approach to wealth management. Clients can expect personalized financial planning services tailored to their individual needs and goals. The firm's advisors have diverse backgrounds and expertise, providing a comprehensive range of services to help clients achieve their financial objectives. For more information, visit www.bfadvisors.com or contact [email protected].

Andrew Y. Wasa is the President and an Investment Adviser Representative at Focus Investment Advisors, Inc., located in Solana Beach, CA. He holds several professional designations, including AIF®, CIMA®, and CIMC®. Wasa has a BS in Business Administration from the University of San Diego. With over 27 years of experience in the financial services industry, he has been a Partner, Investment Advisor Representative, and Chief Compliance Officer at Focus Investment Advisors, Inc. since 1994. Wasa has also held positions at LPL Financial, Girard Securities, Inc., Securities America, Inc., AIG Financial Advisors, and Sentra Securities Corporation. There are no legal or disciplinary events on record related to Wasa's advisory business. He is involved in overseeing transactions by registered representatives and insurance agents, occasionally offering advice or products from these activities. Wasa ensures that clients are aware of any potential conflicts of interest that may arise from commissionable products. He does not receive additional compensation beyond salary and bonuses for providing advisory services. As the owner and representative of Focus Investment Advisors, Inc., Wasa supervises all duties and activities of the firm. Clients can contact him directly for any inquiries.

DLK Investment Management is a fee-only investment management firm founded in 2009, providing personalized services to individuals, trusts, estates, charitable organizations, and small institutional investors. The firm specializes in asset management, financial planning, retirement plan consulting, and IRA rollover recommendations. DLK does not sell annuities, insurance, or other commissioned products, acting strictly as a fee-only firm without custodial control over client assets. Clients have discretion over their accounts, with trades executed under a limited power of attorney. The firm charges fees based on a percentage of assets under management, with a minimum account size of $300,000. DLK employs fundamental, statistical, and macroeconomic analysis for investment decisions, focusing on a fundamental relative-value approach to asset allocation. The firm's investment strategies aim to meet clients' income and capital appreciation goals, with a keen awareness of various investment risks. DLK has a comprehensive Business Continuity Plan in place to ensure operational resilience in the face of disasters. The firm maintains strict information security measures to protect client data and privacy. Clients receive regular reports and have access to performance updates. DLK's commitment to client interests is evident in its fiduciary responsibility, ethical standards, and transparent fee structure.