Team Hewins, LLC is an investment advisor firm established in 2017 and registered with the SEC. The firm offers investment advisory and financial planning services to individuals, families, business entities, pension and profit-sharing plans, trusts, estates, and charitable organizations. Clients can engage the firm for standard investment advisory services on a discretionary or non-discretionary basis, with a minimum account size of $250,000. Retirement Plan Services are available on an ERISA 3(38) fiduciary basis with a minimum account size of $1,000,000. The firm may waive minimum account sizes depending on client circumstances. Investment strategies include asset allocation among various mutual funds, ETFs, independent third-party asset managers, and private investment funds. Team Hewins does not participate in performance-based fees, side-by-side management, or wrap fee programs. The firm has not been subject to disciplinary actions and provides proxy voting and securities class action services. Clients receive regular account reviews, and the firm's Chief Compliance Officer is available to address any questions. For more information, clients can contact Michelle McCarthy at 513-832-5447.

SQN Investors LP is an investment adviser registered with the SEC since March 2024. The firm was established in January 2014 and primarily serves as the investment adviser to pooled investment vehicles, managing approximately $279,124,232 of regulatory assets under management as of December 31, 2023. SQN's founder and controlling owner is Amish Mehta. The firm specializes in managing the SQN Investors Master Fund LP, a Cayman Islands exempted limited partnership, and other special purpose vehicles for qualified clients. SQN's investment strategy focuses on equity and equity-related securities, with an emphasis on North American publicly traded technology companies. The firm may also use options and derivatives for risk management and return enhancement. Clients of SQN are typically high net worth individuals, pension plans, endowments, foundations, and other institutional investors. The firm operates as a fiduciary, acting in the best interests of its clients. SQN charges management fees and performance allocations based on the Funds' Governing Documents, with a minimum investment requirement of $3,000,000 for investors in the U.S. Feeder and Offshore Feeder. Clients have limited control over their investments, as SQN exercises investment discretion on a discretionary basis. The firm has a comprehensive privacy policy in place to protect clients' nonpublic personal information. For further details or inquiries, contact Erik Dolan at [email protected].

Ser Capital Partners Management, Lp is a financial advisory firm based in Redwood City, California. It currently has approximately $471,449,198 of assets under management and employs about 7 people. Ser Capital Partners Management, Lp uses a fee structure of a percentage of assets under your management and performance-based fees.

WealthValues, LLC is an SEC-registered investment advisor established in 2006 and located in Redwood City, California. The firm offers wealth management services on a fully discretionary basis, allowing clients to grant authority for investment decisions without prior approval. WealthValues manages approximately $410,565,365 of client assets on a discretionary basis. Fees are calculated based on a quarterly asset under management fee, with options for an annual fixed fee, a percentage of assets under management, or a combination of both. Financial planning services are also available for a fixed fee, with fees generally negotiable. The firm does not participate in performance-based fees and provides services to individuals and high net-worth individuals. Investment strategies focus on asset allocation, diversification, and tax minimization. WealthValues does not vote proxies on behalf of clients and does not have custody of client assets. The firm operates under a Code of Ethics and does not have any disciplinary events to disclose. Clients receive account reviews at least annually, and the firm does not compensate for referrals. WealthValues does not have financial commitments that would impair its ability to meet client obligations.

Acuta Capital Partners, LLC, established in July 2011, is an investment adviser registered with the SEC, offering investment management services primarily through privately placed investment funds. The firm's Chief Investment Officer, Anupam Dalal, leads a team that aims to achieve capital appreciation by leveraging market inefficiencies with a value-oriented, absolute return approach. Acuta manages regulatory assets of $154,299,385 on a discretionary basis as of December 31, 2024, with a typical minimum initial investment of $250,000. The fee structure includes a 0.50% quarterly management fee and a 20% incentive allocation for net profits, subject to high watermark provisions. Acuta may engage in soft dollar arrangements with brokers like Morgan Stanley & Co., LLC and BTIG, LLC, receiving research and brokerage services in exchange for commissions. The firm exercises investment discretion over client accounts, with authority to select investments and execute transactions without client consultation. Acuta also handles proxy voting for client securities, following guidelines that prioritize management-recommended proposals. The firm has no financial conditions impairing its ability to meet client commitments and has not been involved in bankruptcy proceedings.

Griffin Black, LLC is an investment advisory firm based in Redwood City, CA, established in 2005 by Jane Beule. The firm specializes in providing Holistic Wealth Management and Investment Management services to executives, professionals, entrepreneurs, retirees, and small business owners, with expertise in working with Silicon Valley tech and bio-tech professionals. Investment portfolios are tailored to individual client needs, focusing on financial goals, risk tolerance, and financial circumstances. The firm's fee structure for Holistic Wealth Management is based on total available investable assets, with no minimum portfolio size requirement. Investment Management services have a minimum portfolio size of $500,000. Griffin Black does not accept performance-based fees and does not have any disciplinary information. The firm does not vote proxies on behalf of clients and does not receive referral fees. Clients have full ownership rights to their securities and funds, with accounts held at third-party custodians. Griffin Black does not have custody of client funds, except for fee deduction purposes. The firm does not vote proxies on behalf of clients. Clients receive regular account statements and have access to an online Investment Portal for tracking their investments. Griffin Black does not have any financial disclosure items.

Evart, Young & Hobbs Investment Management, established in 1992, is a registered investment advisor based in Redwood City, CA. President Derek Hobbs leads the firm, offering asset management services on a discretionary basis, including financial planning and advice on non-securities matters like taxation and estate planning. The firm's investment planning process involves an initial consultation, financial analysis, asset allocation modeling, investment selection, portfolio monitoring, and reporting. They manage assets totaling $238.9 million on a discretionary basis and have $97.4 million under advisement in retirement plans. Fees for investment management services are based on a percentage of assets under management, with financial planning services included at no additional charge. The firm primarily uses exchange-traded funds (ETFs) and no-load institutional mutual funds for client portfolios. Evart, Young & Hobbs serves individual clients, trusts, retirement plan sponsors, and business entities, typically requiring a minimum account size of $500,000 for discretionary advisory clients. The firm's investment strategies are rooted in Modern Portfolio Theory, emphasizing globally diversified portfolios using low-cost, tax-efficient funds. Clients receive quarterly performance reports and have investment discretion, allowing the firm to place trades on their behalf. Evart, Young & Hobbs does not receive performance-based fees, and there is no disciplinary information reported for the firm or its advisors.

Redwood Park Advisors is a financial advisory firm based in Redwood City, California. It currently has approximately $109,917,347 of assets under management and employs about 3 people. Redwood Park Advisors uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.

OceanIQ Capital, LLC is a financial advisory firm based in Redwood City, CA, established in 2013. The firm specializes in providing investment consulting services to individuals and various client types, offering services such as family office services, comprehensive portfolio management, financial planning, retirement plan consulting, and private placement consulting. As a fiduciary, the firm is committed to acting in the best interest of its clients. Clients can expect a service-oriented approach with open communication and tailored investment strategies. For family office services, fees range up to $10,000 annually, while comprehensive portfolio management fees are calculated based on a tiered approach. The firm may also offer corporate cash management services and insurance premium payment management. Investment strategies include long-term purchases, short-term purchases, trading, and option writing. The firm uses fundamental analysis, asset allocation, mutual fund/ETF analysis, and third-party money manager analysis in its investment approach. OceanIQ Capital does not participate in wrap fee programs and has disclosed its brokerage practices, custody arrangements, and voting policies. The firm does not have any disciplinary information or bankruptcy petitions to disclose. As of December 31, 2022, the firm's total regulatory assets under management are $114,826,935. Clients interested in the firm's voting policies or financial information can request further details directly from OceanIQ Capital.