Wealthsource� is a financial advisory firm based in San Luis Obispo, California. It currently has approximately $1,822,103,912 of assets under management and employs about 71 people. Wealthsource� uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.

Wacker Wealth Partners, LLC, established in August 1987 in California, offers investment advisory services, financial planning, and consulting. Their wealth management services include discretionary investment advisory services and financial planning tailored to individual client needs. The firm also provides institutional investment management, non-profit 501(c)(3) investment management, and retirement plan consulting services. Clients can invest in affiliated private funds, subject to specific terms and risks outlined in offering documents. The firm operates on a fee-only basis, with fees based on a percentage of assets under management. Clients have investment discretion but can impose restrictions. Wacker Wealth Partners does not accept performance-based fees, acts as a fiduciary, and does not participate in wrap fee programs. The firm's investment strategies include long-term purchases, short-term purchases, and trading. Clients receive regular account reviews and reports. The firm recommends Charles Schwab as a broker-dealer/custodian and may receive benefits from them. Wacker Wealth Partners does not compensate for client referrals and maintains a Code of Ethics. Clients are encouraged to review financial planning issues annually. The firm votes on client securities unless directed otherwise and does not solicit advance fees exceeding $1,200 per client. For any inquiries, clients can contact the Chief Compliance Officer.

San Luis Wealth Advisors LLC (SLWA) is an independent registered investment advisor established in June 2020, with principals boasting over 33 years of industry experience. SLWA offers investment management and financial planning services to various clients, including individuals, families, trusts, charitable organizations, businesses, and pension plans. The firm's process begins with a discovery meeting to understand clients' financial goals, risk tolerance, and current financial status. SLWA creates customized plans to support clients' goals and provides ongoing asset management services on a discretionary basis. Clients are required to execute a Limited Power of Attorney and an Investment Advisory Agreement. SLWA manages $705,518,005 in assets across 1,480 accounts, with fees ranging from 0.75% to 1.25% per annum for asset management. The firm may recommend private placements and limited partnership investments, disclosing any conflicts of interest. SLWA reviews accounts annually and does not have custody of client funds. Clients receive statements and trade confirmations directly from their custodian. The firm does not charge performance-based fees and does not have any disciplinary items to report. Clients are encouraged to carefully review all information provided and to consult with their tax professionals regarding transactions in their accounts.

Cerro Pacific Wealth Advisors, LLC, located in San Luis Obispo, CA, was established in 2020 as an investment adviser firm. The firm is owned by Daniel Speirs, Lyle Meek, and Jennifer Chesini. Cerro Pacific offers a range of investment advisory services, including Comprehensive Portfolio Management and Financial Planning & Consulting. The firm acts as a fiduciary, always prioritizing clients' best interests. Investment strategies include asset allocation, fixed income, leverage, options, and short sales, among others. Clients can have discretionary accounts, allowing Cerro Pacific to make investment decisions without prior approval. The firm does not accept proxy authority to vote client securities. Cerro Pacific does not provide financial information in the brochure as it does not require prepayment exceeding $1,200, does not take custody of client funds, and has a sound financial condition. Clients are encouraged to review account statements from the qualified custodian and can request full copies of the firm's Code of Ethics. For more information, clients can contact Timothy Reyna, the Chief Compliance Officer, at 805-457-3300 or visit www.CerroWealth.com.

Trellis Wealth Advisors, LLC, established in November 2010, offers investment advisory services primarily to individuals and families. The firm's approach involves active client involvement, education, and customized investment plans based on factors like time horizon, income needs, and risk tolerance. Trellis focuses on long-term strategic asset allocation using passive buy-and-hold strategies with mutual funds and ETFs. Clients can have discretionary or non-discretionary accounts, with assets under management totaling $303,959,797 for discretionary and $3,530,910 for non-discretionary accounts as of December 31, 2022. The firm charges an annual advisory fee of 0.50% of client assets under management, paid quarterly in arrears. Trellis does not have fee-sharing arrangements and believes its fees are reasonable. Clients are responsible for investment vehicle fees and custodian brokerage costs. Trellis may use Schwab Advisor Services for custodial services, with no fee reduction for brokerage costs. Clients can terminate the advisory agreement at any time, with no fee refunds upon termination. Trellis provides investment advice to individuals, families, trusts, endowments, and retirement plans. The firm's investment strategies are custom-crafted based on client objectives and constraints, emphasizing diversified, low-fee, passive instruments. Trellis has no disciplinary history and does not compensate third parties for referrals. The firm may vote proxies for client securities and has limited custody of client funds for fee deductions. Trellis members adhere to a Code of Ethics and are not supervised in their investment activities.

Phillip B. White Co., Inc. is a financial planning and investment management firm founded in 2019, based in San Luis Obispo, CA. The firm specializes in providing personalized financial planning and investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. They offer fee-only services and do not receive commissions for selling financial products. Clients have control over their assets, and the firm operates under a limited power of attorney to place trades. The firm's investment strategy focuses on strategic asset allocation using passively and actively managed funds, with a global diversification approach to manage risk. Clients are required to have a minimum account size of $500,000, with an annual fee based on a percentage of assets managed. The firm provides periodic reviews and reports to clients, with a focus on client goals and objectives. The advisors at the firm hold professional certifications such as Certified Financial Planner (CFP®) and have educational backgrounds in financial planning and related fields. The firm has a Business Continuity Plan in place to ensure uninterrupted service in case of emergencies. Clients' privacy and security of information are maintained through strict protocols and encryption measures. For more information, clients can contact Bruce D. White, President, at (925) 736-2108 or via email at [email protected].

NWM Advisors, LLC, established in 2016 in San Luis Obispo, CA, offers investment advisory services to various clients, including individuals, high net worth individuals/families, trusts, estates, charitable organizations, and businesses. As a fiduciary, the firm is committed to acting in the best interest of clients. Services include Comprehensive Portfolio Management, 529 Account Management through American Funds, and Retirement Plan Consulting. The firm charges a maximum annual fee of 1.5% for Comprehensive Portfolio Management, billed quarterly. Retirement Plan Consulting fees are based on a percentage of managed assets, not exceeding 1.50%. NWM Advisors manages over $293 million in assets. The firm utilizes technical and fundamental analysis, strategic asset allocation, and invests in various asset classes, including individual stocks, mutual funds, and ETFs. Clients have the option to grant investment discretion to the firm. NWM Advisors does not accept proxy authority to vote client securities and does not provide financial information in the brochure. For more details, clients can contact the firm directly.

Prossimo Advisors LLC is a financial advisory firm based in San Luis Obispo, California. It currently has approximately $152,577,268 of assets under management and employs about 4 people. Prossimo Advisors LLC uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and a percentage of assets under advisement.

Blue Marble Investments, LLC is a socially active investment firm established in 2007, offering managed portfolios promoting social progress and environmental sustainability. The firm specializes in ESG (environmental, social, governance) screened funds and operates as an independent investment adviser. Blue Marble provides discretionary advisory services through EarthFolio® accounts, with a minimum investment of $25,000 for EarthFolio® models and $500,000 for individual client accounts. The firm charges an annual management fee of 0.50% for EarthFolio® accounts and a tiered fee schedule for other client relationships. Blue Marble primarily invests in mutual funds and ETFs, with additional investment types considered based on client needs. Clients have the option for tailored services, including tax-free bonds and individual equities. Blue Marble follows a multi-step investment process, including fund universe selection, asset allocation, fund selection, and portfolio construction. The firm integrates ESG criteria into its investment strategies, focusing on socially responsible investing. Blue Marble does not charge performance-based fees and acts as a fiduciary in the best interest of clients. The firm's personnel have no disciplinary history, and the firm maintains high ethical standards and compliance with regulations. Clients' accounts are reviewed quarterly to ensure alignment with investment objectives and strategies. Blue Marble does not have custody of client funds and uses Charles Schwab & Co. as the qualified custodian. The firm's personnel receive compensation from regular income and ownership interests in Blue Marble. Supervision is overseen by the Chief Compliance Officer to ensure adherence to regulations and ethical standards.