Top 10 financial advisors in San Mateo, CA

We've curated a list of the best financial advisors in San Mateo, take a look at it below.

#	Company	Assets under management	Number of advisors
1	Assets under management $337,797,495,148 Number of advisors 302 advisors	$337,797,495,148	302 advisors
2	Assets under management $16,360,992,271 Number of advisors 21 advisors	$16,360,992,271	21 advisors
3	Assets under management $621,360,970 Number of advisors 6 advisors	$621,360,970	6 advisors
4	Assets under management $545,988,000 Number of advisors 9 advisors	$545,988,000	9 advisors
5	Assets under management $236,545,928 Number of advisors 4 advisors	$236,545,928	4 advisors
6	Assets under management $100,210,027 Number of advisors 5 advisors	$100,210,027	5 advisors
7	Assets under management $80,000,000 Number of advisors 5 advisors	$80,000,000	5 advisors
8	Assets under management $4,893,394,161 Number of advisors 18 advisors	$4,893,394,161	18 advisors
9	Assets under management $2,109,620,176 Number of advisors 38 advisors	$2,109,620,176	38 advisors
10	Assets under management $702,083,881 Number of advisors 17 advisors	$702,083,881	17 advisors

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We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.

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Methodology

To find the top financial advisors in San Mateo, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.

Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.

Franklin Advisers, Inc.
Franklin Advisers, Inc. is a financial advisory firm based in San Mateo, California. It currently has approximately $337,797,495,148 of assets under management and employs about 302 people. Franklin Advisers, Inc. uses a fee structure of a percentage of assets under your management and performance-based fees.
$337,797,495,148 under management
302 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
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Fuller & Thaler Asset Management Inc
Fuller & Thaler Asset Management, Inc. is a registered investment adviser specializing in providing specialized investment management services since its establishment in April 1993. The firm focuses on exploiting market inefficiencies drawn from insights from behavioral finance, offering primarily behavioral-based strategies in U.S. equity markets. FullerThaler tailors its investment strategies to meet individual client needs, offering both non-discretionary and discretionary portfolio management services. The firm manages net assets totaling $29,286,315,000 as of December 31, 2024, on a discretionary and non-discretionary basis. FullerThaler's fee structure varies by strategy, with minimum account sizes ranging from $5,000,000 to $10,000,000, and annual management fee rates based on account market value tiers. The firm considers performance-based fees and may waive or reduce fees for certain client accounts. FullerThaler exercises investment discretion primarily on a discretionary basis, with clients granting the firm authority to select securities based on stated investment objectives. The firm follows a trade error policy, provides proxy voting services, and complies with the Global Investment Performance Standards (GIPS®). Clients receive regular investment reports and have access to additional disclosures on brokerage practices, financial information, and other relevant policies and procedures.
$16,360,992,271 under management
21 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
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Brickley Wealth Management
Brickley Wealth Management is a financial advisory firm based in San Mateo, CA, established in 2016 as a general partnership and registered as an investment adviser in 2017. The firm specializes in providing comprehensive portfolio management and financial planning services for individuals, high net worth individuals, trusts, estates, charitable organizations, pension and profit sharing plans, and various business entities. As a fiduciary, the firm is committed to acting in the best interest of clients, maintaining open communication, and educating clients about the investment process. The firm offers services such as Comprehensive Portfolio Management, Retirement Plan Consulting, and Referrals to Third Party Money Managers. Clients are required to have a minimum account balance of $1,000,000 for the Comprehensive Portfolio Management service. Investment strategies include cyclical analysis, fundamental analysis, Modern Portfolio Theory, mutual fund and ETF analysis, and asset allocation. Brickley Wealth Management does not charge performance-based fees, and clients have investment discretion over their accounts. The firm does not have custody of client funds, except for specific standing letters of authorization. Clients receive account statements directly from the qualified custodian. The firm does not generally accept the authority to vote proxies for client securities. Brickley Wealth Management has not been involved in any bankruptcy proceedings and does not have financial conditions that impair its ability to meet obligations to clients.
$621,360,970 under management
6 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
See full profile
Vantage Wealth Management, LLC
Vantage Wealth Management, LLC, a Registered Investment Advisor established in February 2007 in California, offers personalized investment advisory services through Financial Planning and Asset Management Services. Financial Planning Services include comprehensive or specific financial advice covering topics like insurance, retirement, college, estate planning, and asset allocation. Asset Management Services provide customized investment programs managed on a discretionary or non-discretionary basis. Vantage utilizes platforms like SEI, AssetMark, Charles Schwab, and First Ascent for managing client portfolios. The firm charges fees based on a percentage of assets under management, with a tiered fee structure ranging from 1.00% to 0.25% based on the account value. The minimum investment amount for asset management services is $1,000,000, with exceptions granted at Vantage's discretion. The firm's advisors, including David Fernelius, Brandy Navarro, John Lee, Tom O’Brien, Bob Stafford, Mitone Griffiths, and Christina Munguia, are all CERTIFIED FINANCIAL PLANNER™ certificants. Vantage operates as a fiduciary, putting clients' interests first, and does not charge performance-based fees. Clients receive account statements at least quarterly from the qualified custodians. Vantage does not vote proxies on behalf of clients and maintains investment discretion for managing client portfolios. The firm's Code of Ethics ensures ethical conduct and compliance with securities laws. Vantage does not receive soft dollar benefits and does not recommend broker-dealers for client transactions. Clients can file complaints with the CFP® Board if they believe an advisor's conduct violates professional standards.
$545,988,000 under management
9 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Consulting
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Private Portfolios, Inc.
Private Portfolios, Inc. is an investment advisory firm based in San Mateo, CA, established in May 1985. The firm specializes in providing fee-based investment advisory services tailored to individual client needs. Private Portfolios manages approximately $289 million in client assets on a discretionary basis. The firm conducts Second Saturday Divorce Workshops for individuals considering or going through divorce, charging $20 for attendance. For investment services, Private Portfolios offers financial planning and asset management services through the Wealth Management Platform. The firm's investment strategies focus on long-term growth and risk management, primarily utilizing mutual funds, ETFs, and equities. Private Portfolios participates in wrap fee programs, with fees negotiated with clients based on a tiered fee schedule. The firm's advisors, including Robert Binn (President), Daniel Binn (Vice President), and Mark Flowers (Associate Advisor), are also registered representatives with Osaic Wealth, Inc. Clients have the option to grant discretionary trading authority to Private Portfolios, allowing the firm to make investment decisions without prior client consent. Private Portfolios does not vote proxies on behalf of clients and does not have custody of client funds or securities. Private Portfolios prioritizes client confidentiality and data security, restricting access to Customer Information and maintaining strict security measures. The firm complies with federal regulations, such as the Gramm-Leach-Bliley Act, to protect client privacy. Customer Information is shared within the firm and with non-affiliated entities only as necessary to administer client accounts and provide related services. Former clients' information is also safeguarded in accordance with the firm's privacy policy.
$236,545,928 under management
4 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
See full profile
Gamma Investing LLC
GAMMA Investing LLC is an independent, woman-owned registered investment adviser based in Foster City, California, established in January 2021. The firm specializes in providing discretionary and non-discretionary portfolio management services to wealth management intermediaries and Registered Investment Advisor (RIA) firms, focusing on custom indexing solutions tailored to individual needs. GAMMA primarily offers separately managed accounts (SMAs) for end investors, with a core offering as a sub-advisor to clients. The firm's investment strategy involves passive investments in individual securities to match the performance of target strategies, allowing for customization and tax management. GAMMA may consider social or environmental objectives upon client request. The firm requires a minimum initial investment of $250,000 and charges annual fees up to 0.50% of the account value. GAMMA does not accept performance-based fees, acts as a fiduciary, and does not have any disciplinary history. The firm does not maintain custody of client funds and provides discretionary investment services, with voting responsibility for client securities. GAMMA engages third-party proxy advisory and voting services for proxy voting. The firm does not have financial impairments and is federally registered, not state-registered.
$100,210,027 under management
5 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Sub-advisory Services
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International Asset Management
Individual Asset Management, Inc., also known as "International Asset Management," is an SEC registered investment adviser based in San Mateo, California. The firm was incorporated in September 2002 and began operations in August 2003. IAM offers various advisory services including portfolio management, portfolio advisory, comprehensive service, financial planning, and financial consulting. They specialize in providing services to expatriate clients, focusing on global investment programs and currency hedging considerations. IAM charges fees based on the level of assets under management, with different fee structures for portfolio management, portfolio advisory, comprehensive service, and financial planning. The firm also offers performance-based fee structures for certain clients. IAM does not vote proxies on behalf of clients and does not have custody of client accounts except for the authority to deduct advisory fees. The firm's team includes D. Thomas Zachystal, Laura Brooks Thomas, Marian Thompson Wellman, Randall Howard Brody, and Shane Keegan Clark, each with their own educational backgrounds and business experiences. The team members hold professional designations such as Certified Financial Planner (CFP®), Chartered Financial Analyst (CFA), Enrolled Agent (EA), Professional Scrum Master (PSM), and Project Management Professional (PMP). IAM's team members have no reportable disciplinary history and adhere to high ethical standards. The firm's investment strategies include fundamental and technical analysis, long-term and short-term purchases, margin transactions, short-selling, and option writing. IAM's team is committed to providing personalized and comprehensive financial services to their clients.
$80,000,000 under management
5 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Portfolio Analysis
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Fisher Lynch Capital, LLC
Fisher Lynch Capital, LLC is a boutique private equity firm specializing in investments in private equity buyout funds, venture capital funds, and sponsored co-investments. Founded in 2003, the firm is owned by Brett Fisher. Fisher Lynch primarily focuses on primary investments in private investment funds through its Primary Funds program and direct or indirect investments in portfolio companies through its Co-Investment Funds program. The firm tailors its advisory services to each fund's investment objectives and restrictions, offering exposure to diversified portfolios while managing concentration and illiquidity risks. The Fisher Lynch Funds are exclusively offered to accredited investors and/or qualified purchasers, with a minimum investment commitment typically starting at $1 million. Fisher Lynch manages over $8 billion in assets as of September 30, 2024, on a discretionary basis. The firm's fee structure includes advisory fees and performance-based compensation arrangements, with fees varying among different Fisher Lynch Funds. Fisher Lynch does not participate in wrap fee programs and does not receive compensation for the sale of securities. The firm's investment philosophy involves seeking capital appreciation through a diversified portfolio of private investments, with a focus on risk management and aligning investment decisions with the best interests of the Fisher Lynch Funds. Fisher Lynch has a Code of Ethics in place to ensure ethical conduct and a Proxy Voting Policy to vote client securities in the best interest of the funds. The firm has not faced any material legal or disciplinary events in recent years and has a sound financial condition without any bankruptcy petitions.
$4,893,394,161 under management
18 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment Vehicles
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Sunstone Partners
Sunstone Partners is a financial advisory firm based in San Mateo, California. It currently has approximately $2,109,620,176 of assets under management and employs about 38 people. Sunstone Partners uses a fee structure of a percentage of assets under your management and performance-based fees.
$2,109,620,176 under management
38 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment Vehicles
See full profile
Freedom Financial Asset Management, LLC
Freedom Financial Asset Management, LLC, established in San Mateo, CA, is a registered investment adviser specializing in discretionary investment management services for pooled investment vehicles. The firm sponsors the Freedom Consumer Credit Fund, LLC, focusing on consumer installment loans and mortgage loans. Freedom Financial serves as the Managing Member and sponsor of the Fund, which is winding up and liquidating its assets. The firm's fee structure includes a Management Fee, Servicing Fee, and Incentive Allocation. Clients must meet the Qualiﬁed Purchaser requirements with a minimum capital contribution of $5,000,000 to invest in the Fund. Freedom Financial does not participate in wrap fee programs and has Regulatory Assets Under Management of $115,957,018 as of December 31, 2024. The firm discloses potential risks associated with its investment strategies, including illiquidity, default risk, and subprime risks. Freedom Financial follows a Code of Ethics to ensure client interests come first and has procedures in place to prevent insider trading. The firm reviews client accounts monthly and provides audited annual statements within 120 days of the Fiscal Year End. Additionally, Freedom Financial maintains custody of client assets through a qualified custodian and does not have authority to vote proxies on client securities. As of the latest information available, the firm has no financial commitments impairing its ability to meet client obligations.
$702,083,881 under management
17 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment Vehicles
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Methodology

Top advisors in California

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