Top financial advisors in Daly City, CA
We've curated a list of the best financial advisors in Daly City, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $304,599,581 Number of advisors 9 advisors | |||
| 2 | Assets under management $32,709,571 Number of advisors 1 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To generate our top financial advisors list in Daly City, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Daly City. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Lombard
Lombard Investments, Inc. is a California corporation established in 1985, offering discretionary investment management services to private partnerships and investment funds primarily focused on the Asia-Pacific region. The firm is owned by senior professional staff members and affiliated with Lombard Holdings and Lombard Investments (HK) Limited. Lombard provides tailored investment advice to Funds, not individual investors, with terms specified in each Fund's Governing Documents. The firm manages over $304 million in assets across various Funds. Lombard charges management fees negotiated with Investors and may receive additional fees from portfolio companies. The firm does not participate in wrap fee programs and does not accept compensation for selling securities. Clients are accredited investors, and the firm follows a general investment strategy of building diversified portfolios in middle-market companies. Lombard's investment approach includes aligning interests, strategic planning, and promoting corporate governance standards. The firm discloses potential risks associated with investing in the Asia-Pacific region and newly established companies. Lombard has a Code of Ethics and Policies on insider trading and personal trading to manage conflicts of interest. The firm does not engage in principal transactions and has a Voting of Securities Policy to guide proxy voting decisions. Lombard does not require prepayment of fees and has no financial conditions impairing its commitments to Funds.
$304,599,581 under management
9 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment Vehicles
Poplar Global Wealth Management LLC
Poplar Global Wealth Management LLC, established in 2012, offers a range of investment advisory services, including Wrap Comprehensive Portfolio Management and Pension Consulting. The firm is owned by Darrell Young, who serves as the Principal and Chief Compliance Officer. Clients must maintain a minimum account balance of $100,000 for the Wrap Comprehensive Portfolio Management service, which is tailored to individual investment objectives. The firm charges fees based on a percentage of assets under management, not exceeding 1.50%. Poplar Global Wealth Management does not charge performance-based fees and does not engage in commissionable securities sales within advisory accounts. The firm acts as a fiduciary, putting clients' interests first, and provides investment discretion for Wrap Comprehensive Portfolio Management clients. Investment strategies include long-term purchases, short-term purchases, trading, and short sales. The firm utilizes fundamental and technical analysis in its investment approach. Clients receive quarterly account reviews, and the firm does not accept proxy authority to vote client securities. Darrell Young, the principal, holds various professional designations, including CFP®, CIMA, and CPA. The firm has no material changes since its last annual update in March 2024 and has no disciplinary events to disclose. For more details, clients can refer to the SEC's website using CRD# 165532.
$32,709,571 under management
1 advisor
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To generate our top financial advisors list in Daly City, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Daly City. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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