Top financial advisors in Simi Valley, CA
We’ve curated a list of the best financial advisors in Simi Valley, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$1,108,681,804
Number of advisors
66 advisors
| $1,108,681,804 | 66 advisors | |
| 2 |
Assets under management
$70,609,465
Number of advisors
1 advisors
| $70,609,465 | 1 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Simi Valley, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Simi Valley. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Hbw Advisory Services LLC
HBW Advisory Services LLC is a registered investment adviser based in Simi Valley, CA, established in 2007. The firm specializes in providing asset management services, including discretionary asset management where clients grant HBW authority to manage their accounts. HBW offers financial planning and consulting services covering various areas such as investment planning, retirement planning, estate planning, and more. The firm may recommend third-party money managers or co-advisors to manage client portfolios based on individual needs and suitability. For asset management services, HBW charges an annual fee based on a percentage of assets under management, not exceeding 2.00%. Financial planning fees are either fixed or charged hourly, negotiable based on complexity. The firm may also offer combined financial planning and asset management services at a fixed rate. HBW does not accept performance-based fees and acts as a fiduciary, placing clients' interests first. Clients have the option to use the Betterment Institutional online portfolio management platform, where HBW assists in selecting investments based on client risk profiles. HBW may recommend asset transfers through a Standing Letter of Authorization, exercising limited custody over client funds. The firm does not vote proxies on behalf of clients and does not have any financial impairment that would affect client commitments. HBW prioritizes client privacy and maintains strict policies to safeguard personal information.
$1,108,681,804 under management
66 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Selection Of Other AdvisersEducational Seminars/workshopsTortuga Advisers LLC
TORTUGA ADVISERS LLC, established in 2005, specializes in providing personalized investment management services to individuals, trusts, estates, charitable organizations, and small business pension and profit-sharing plans. The firm offers unbiased and independent advice, operating strictly as a fee-only investment management firm without receiving commissions for financial product sales. Clients have control over their assets, with the firm managing a small number of discretionary accounts. The minimum account size is $1,000,000, with fees typically set at 0.75% of assets under management. Investment strategies focus on long-term growth, with an emphasis on identifying companies with sustainable competitive advantages. TORTUGA ADVISERS LLC does not use a performance-based fee structure to avoid conflicts of interest. The firm primarily serves individuals, trusts, estates, charitable organizations, and small business pension and profit-sharing plans. Clients receive quarterly updates and regular personal communication, and the firm does not accept referral fees or remuneration from other professionals. TORTUGA ADVISERS LLC maintains a strong commitment to client privacy and information security, with a comprehensive Business Continuity Plan in place. The firm's president, Michael F. Schaible, holds a Chartered Financial Analyst (CFA) certification and has extensive experience in the financial industry.
$70,609,465 under management
1 advisor
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Simi Valley, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Simi Valley. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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